Accelerated approval

Results: 239



#Item
151Finance / Financial Industry Regulatory Authority / Registered representative / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Self-regulatory organization / Broker-dealer / ACT / United States securities law / Financial economics / Financial system

Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt FINRA Rules[removed]Know Your Customer) and[removed]Su

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Source URL: www.sec.gov

Language: English - Date: 2010-11-18 17:08:18
152Stock market / Financial markets / Funds / London bullion market / Gold as an investment / Futures contract / Short / Security / Collective investment scheme / Financial economics / Investment / Finance

Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 1 and No. 2 Regarding Listing and Trading of streetTRACKS® Gold Share; Rel. No[removed]; Fi

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Source URL: www.sec.gov

Language: English - Date: 2004-11-02 16:48:07
153Financial system / United States Securities and Exchange Commission / United States securities law / Stock market / 73rd United States Congress / Securities Exchange Act / Order / Broker-dealer / Market maker / Financial economics / Financial markets / Investment

Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Directed Order Process and the Establishment of Designated

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Source URL: www.sec.gov

Language: English - Date: 2005-11-30 10:07:40
154Self-regulatory organizations / Securities / United States securities law / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Security / Securities Exchange Act / Depository Trust & Clearing Corporation / Securities and Exchange Commission / Financial economics / Financial system / Finance

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) to Extend the Expiration Date of the Three Hour Exception; Rel. No. 34-5

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Language: English - Date: 2005-12-19 17:36:21
155International Securities Exchange / Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Finance / Government / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]June 15, 2004 Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the In

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Language: English - Date: 2004-06-16 11:37:00
156Stock market / Financial markets / International Securities Exchange / Midcap / Stock market index / S&P 400 / Price-weighted index / S&P 500 / Capitalization-weighted index / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]May 13, 2004 Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendmen

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Language: English - Date: 2004-05-13 11:52:33
157Finance / Commodity Futures Trading Commission / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Futures contract / Derivative / Commodity Futures Modernization Act / Financial economics / Financial regulation / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICC[removed]April 9, 2013 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed

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Language: English - Date: 2013-04-09 19:10:39
158Corporate governance / Business / Finance / United States Securities and Exchange Commission / Financial regulation / Sarbanes–Oxley Act / Securities Exchange Act / Audit committee / U.S. Securities and Exchange Commission / SEC filings / United States securities law / Auditing

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]July 9, 2004 Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendmen

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Language: English - Date: 2004-07-09 16:51:12
159Securities / Stock market / Financial markets / Central Securities Depositories / Depository Trust & Clearing Corporation / Security / Settlement / Securities Industry and Financial Markets Association / Short / Financial economics / Financial system / Finance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Dividends Service Guide

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Source URL: www.sec.gov

Language: English - Date: 2011-01-28 09:49:08
160Stock market / Funds / Financial services / Collective investment schemes / Exchange-traded fund / NASDAQ / Mutual fund / Stock market index / Futures contract / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]August 28, 2008 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval

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Source URL: www.sec.gov

Language: English - Date: 2008-08-29 14:41:49
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